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J Epidemiol Community Health 59:303-309 doi:10.1136/jech.2004.024711
  • Research report

Risk modifying effect of social capital on measures of heavy alcohol consumption, alcohol abuse, harms, and secondhand effects: national survey findings

  1. Elissa R Weitzman1,
  2. Ying-Yeh Chen1,2
  1. 1Department of Society, Human Development and Health, Harvard School of Public Health, Boston, Massachusetts, USA
  2. 2Taipei City Psychiatric Centre, Taipei, Taiwan
  1. Correspondence to:
 Dr E R Weitzman
 Department of Society, Human Development and Health, Harvard School of Public Health, 401 Park Drive, PO Box 15678, Boston, MA 02215, USA; eweitzmahsph.harvard.edu
  • Accepted 13 October 2004

Abstract

Study objective: To examine associations between social capital and individual risk for alcohol abuse and harms and identify protective effect mechanisms.

Design: Multilevel multivariate analysis with individual level data from a national panel survey of drinking and a contextual measure of social capital reflecting college mean aggregate reports of student volunteerism. Outcomes include heavy episodic (binge) drinking, frequent drinking, frequent drunkenness, diagnosable alcohol abuse, intentional drunkenness, acquisition of binge drinking, harms, secondhand effects from others’ drinking.

Setting: United States, 119 four year colleges.

Participants: Representative samples of youth ages 18–24 surveyed in 1997 and 1999 using an anonymous mailed questionnaire (total n = 27 687).

Main results: Students from colleges with higher levels of social capital reported reduced risks for binge drinking (adjusted OR 0.38, 95% CI 0.20 to 0.69, p = 0.002), frequent drunkenness (adjusted OR 0.58, 95% CI 0.34 to 0.98, p = 0.04), acquisition of binge drinking in college (adjusted OR 0.48, 95% CI 0.24 to 0.95, p = 0.03), and alcohol abuse (adjusted OR 0.55, 95% CI 0.34 to 0.91, p = 0.02) in multilevel multivariate analyses that controlled for individual volunteering, the measure on which social capital was based. Higher levels of social capital protected against multiple drinking related harms (adjusted OR 0.51, 95% CI 0.29 to 0.90, p = 0.02) and secondhand drinking effects (adjusted OR, 0.30, 95% CI 0.16 to 0.58, p = 0.0003). Significant cross level interactions exist between fraternity/sorority membership and social capital for measures of risky drinking. Harm reduction primarily reflects consumption modification.

Conclusions: Social capital exerts strong protective effects on alcohol abuse and harm in college including among high risk students.

Researchers have identified a host of risk factors for problem drinking among youth1 and are increasingly attending to the influence on consumption and harms of environmental factors related to alcohol’s accessibility, availability, price, and promotion.2–4 The emphasis across studies has been on risk rather than protective factors. The past decade has been a period of concentrated research activity for studies of drinking in college.5 This may be because college youth consume more than their non-college attending peers,6 experience high levels of alcohol related harm,7 and create problems for other students and for neighbours.8,9 As with community studies, there is increasing evidence that environmental factors influence alcohol consumption and harms in college,10–13 with limited attention paid to exploring protective factors.

One contextual factor that may provide protection from high risk drinking in college is social capital, which describes patterns of engagement, trust, and mutual obligation among persons within social structures.14 Variously measured as patterns of voluntary activity and associational life within a community, levels of generalised social trust, reciprocity and help among neighbours, and degree of civic engagement (for example, voting behaviours), social capital is hypothesised to facilitate governance and collective action to control deviance, harms and threats, and/or to promote the public good.14 Social capital has been described as operating within the context of social networks and supports at individual and even small group levels where the density and interconnectedness of social ties may help individuals procure tangible and intangible resources.15 While powerful, this conceptualisation is predominantly individually based.16 Alternative models locate social capital at a more macro community level, describing its essential qualities as those related to cohesion, reciprocity, civic engagement, and levels of social trust among members of a community.14,17,18 Our conceptualisation of social capital recognises that while there may be links and interrelationships between social networks/supports and these larger social patterns of engagement, cohesion, trust, and reciprocity, the former are nested within the latter in an ecological fashion.19–21 In the case of high risk drinking and harms among youth, it is this larger community conception that is hypothesised to promote attachment among youth for the larger community and norms counter to heavy and harmful alcohol consumption.

Social capital may be an important contextual determinant of health.22 With regard to alcohol abuse in college, social capital’s protective effect on heavy episodic or “binge” drinking was shown by Weitzman and Kawachi who reported that exposure to higher than average levels of social capital at the campus community level (measured as the mean aggregate level of individual time spent volunteering per day), significantly reduced individual risks of binge drinking in a national study of over 14 000 respondents surveyed across 140 colleges.23 That study is consistent with others’ findings that larger aspects of the social environment analogous to social capital are linked to youth mental health.24–27

The purpose of this study was to explore the protective effects of social capital on a broader set of alcohol consumption measures including diagnosable levels of alcohol abuse, reports of primary and secondhand harms related to alcohol consumption. A broad protective effect would be consistent with our conceptualisation of social capital that draws on collective socialisation and social development models28,29 to predict that communities rich in social capital will promote greater attachment among youth for the larger community, norms that heavy drinking and drunkenness are not acceptable, and compliance with laws and policies restricting drinking among youth. The net effect of these forces is expected to be lower individual risks for heavy and abusive drinking and related harms. This study also sought to identify whether any observed reduction in harms (primary or secondhand) associated with social capital would be realised as a consequence of reductions in consumption or other individual or contextual factors not captured in the relation between social capital and consumption. Finally, this study sought to identify variations in effect for students affiliated with campus fraternity and sorority (or Greek) organisations at high and low social capital campuses. These organisations were originally formed to promote social support and advancement among students and can include a service component. Nevertheless, Greek membership confers considerable risk for heavy drinking and harms and Greek organisations are often at the centre of alcohol abuse problems on campus.30 Exploring whether excess drinking risks among fraternity/sorority members can be offset by exposure to social capital may help clarify the magnitude and homogeneity of any protective effect.

METHODS

Sources of data

This study draws on data from the 1997 and 1999 Harvard School of Public Health College alcohol study (CAS), an anonymous self report mailed survey that has been administered four times to a nationally representative sample of American college students. It was originally administered in 1993 to random samples of full time undergraduate students at a sample of 140 four year colleges and universities.31 Random samples of students were surveyed at 130 of 140 original schools in 1997 and at 128 of the schools in 1999.32 The total sample size combining 1997 and 1999 was 28 862. After excluding schools with response rates lower than 50%, the final sample size used in this study was 27 687 from 119 schools. Detailed survey methodology has been published elsewhere.31,32 Protocols for both national surveys on which this research is based were reviewed and approved by the HSPH Office of Human Subjects Research.

Outcome measures

Four categories of alcohol related outcomes are reported: (1) alcohol abuse; (2) alcohol consumption patterns; (3) alcohol related harms; (4) secondhand effect of others’ drinking. To measure alcohol abuse, we adapted the Diagnostic and Statistical Manual of Mental Disorders–fourth edition (DSM-IV)33 alcohol abuse criteria to the college setting following previously published methods34 in which each of four alcohol abuse criteria was matched to self reports of specific drinking harms over the past academic year as they affected respondents’ primary social role as student (table 1). Next we assessed six measures of alcohol consumption. Among students who had at least one drink in the past month we examined: drinking on 10 or more occasions during the past month, usual number of drinks consumed on a drinking occasion (five or more compared with fewer than five), experiencing drunkenness three or more times in the past month, and drinking in order to get drunk. For all students we evaluated binge drinking status, defined as the consumption of five or more drinks in a row at least once in the past two weeks for men and four or more drinks in a row for women.35 We also assessed taking up binge drinking in college among freshman who reported they were not binge drinkers in high school.12

Table 1

 DSM-IV alcohol abuse criteria from 1997 and 1999 CAS survey items

Experience of drinking related harms was evaluated since the beginning of the school year, including reports students: had a hangover; missed a class; fell behind in schoolwork; did something they later regretted; forgot where they were or what they did; argued with friends; engaged in unplanned sexual activity; did not use protection when having sex; damaged property; got into trouble with campus or local police; got hurt or injured; required medical treatment for an alcohol overdose. A composite variable was also created describing experience of five or more of the above mentioned harms as an indication of the intensity of harms from drinking in this population consistent with other studies.36

Among non-binge drinkers we assessed experience since the beginning of the school year of eight adverse effects attributable to others’ drinking including reports students: were insulted or humiliated; had a serious argument or quarrel; had been pushed, hit, or assaulted; had their property damaged; had to “babysit” or take care of another student who drank too much; had their studying or sleep interrupted; experienced an unwanted sexual advance; or, had been a victim of sexual assault or date rape. A composite variable describing experiencing of three or more of the above mentioned secondhand effects of others’ drinking was also examined. Use of a three or more secondhand effects measure provides an indication of the intensity of community harms from others’ drinking in this population consistent with other studies.37

Independent variables

Social capital was operationalised as a continuous variable assessing particapants’ average daily time committed to volunteering in the past 30 days aggregated to the campus level. The time spent in volunteerism at the school level reflects a core feature of the social capital construct—its “public good” element, and shows the students’ dedication to the group or collective.16,23 Within the college population in which time may be tight and youth may exhibit both their idealism and norms about reciprocity and engagement through volunteerism, the mean aggregate levels of voluntary behaviour at the community level may be a meaningful indicator of social capital on a campus. We used a parsimonious contextual measure created from this single variable to describe social capital. Other related variables describing participation in student groups and political organisations did not improve the reliability of the estimate of social capital when composited with the variable on voluntary behaviour and measured contextually. Individual volunteerism (h/day) was included as a control variable. Also included in the models were individual level covariates that may affect volunteerism or alcohol use such as age, sex, race (white compared with non-white), socioeconomic status (SES) (operationalised as parental educational attainment—high: both parents had college education, middle: either father or mother had college education, low: neither parents went to college), and fraternity or sorority membership. The analysis also adjusted for school level characteristics including public compared with private institution, enrolment size, geographical region, and response rate.

Analysis

Multilevel logistic regression models based on a logit-link function were used38 to take into account the potential for individual outcomes to cluster by campus. All the analyses were fitted using MLwin multilevel software (version 1.10.0006)39 with marginal quasilikelihood (MQL) first order estimation procedures being applied. We first present the basic demographic characteristics. Then, a two level random intercept model with individual students at level 1, nested within colleges at level 2 was fit to assess the effect of school social capital on dichotomised alcohol related outcomes controlling for individual and school level covariates. Effects of social capital on drinking related harms and secondhand effects were estimated before and after controlling for patterns of consumption at individual and college levels respectively to assess the degree to which any protective effects of social capital on harms operated independently of consumption.

To test whether social capital modified the risk of alcohol abuse among Greek affiliated students, we tested the cross level interaction between Greek membership and campus social capital on study outcomes, controlling for all relevant individual and college covariates and for the main effects of individual volunteering and Greek membership. We also tested whether risks for alcohol abuse were related to the interaction between individual volunteerism and Greek membership.

All analyses were done on study data weighted according to the actual age, gender, and racial/ethnic distributions of each school to control for variations in underlying population characteristics and potential unmeasured selection effects, consistent with procedures reported for national trend analyses.32

RESULTS

The average daily time committed to volunteering for all respondents was about 0.45 hour, or 27 minutes, ranging from 0 to 5 hours (SD = 1.01). At the campus level, the aggregated levels of volunteerism ranged from 0.25 hour (15 minutes) to 0.98 hour (about 1 hour), with a mean of 0.46 hour, or about 28 minutes (SD = 0.14). Individual volunteerism was minimally correlated with campus levels of volunteerism (our measure of social capital) (r = 0.14, p<0.0001). Considerable variation at the college level was evident across measures of drinking style. Across the 119 surveyed colleges, we observed the average prevalence, range, and standard deviation of alcohol abuse, frequent drinking, frequent drunkenness, and binge drinking to be respectively: 27.8% (0.26%–53%) standard deviation 10.6%; 14.0% (0%–34.2%), standard deviation 6.9%; 18.2% (0%–47.49%), standard deviation 9.9%; 43.9% (0%–79.8%), standard deviation 14.7%.

Overall, women, non-white students, older aged (>23 years), or students from lower socioeconomic status backgrounds were less likely to use/abuse alcohol, report drinking related harms, or experience secondhand effects; while fraternity/sorority or Greek membership were associated with higher odds of drinking problems, alcohol related harms, or secondhand effects (table 2). Students who spent more time on volunteer work were less likely to use or abuse alcohol, or report drinking related harms. However, they were more likely to experience secondhand effects of other students’ drinking. Students attending schools with high levels of social capital were less likely to report heavy and abusive drinking, drinking related harms, and secondhand effects. Protective effects of social capital on alcohol abuse, acquisition, or uptake of binge drinking, frequent and intentional drunkenness persisted after controlling for a range of individual and contextual characteristics and for individual time volunteering (table 3). For example, each one hour increase in aggregated levels of campus volunteerism corresponded to a 45% decrease in the probability of having an alcohol abuse disorder among college students (adjusted odds ratio = 0.55, 95% confidence intervals 0.34 to 0.91), after adjustment for age, sex, race, SES, students’ membership, and school characteristics. Based on this, a one quarter hour increase in aggregated levels of campus volunteerism would decrease college students’ alcohol abuse by more than 11%.

Table 2

 Social demographic characteristics, alcohol use/abuse and drinking related harms of a nationally representative sample of college students in 1997 and 1999

Table 3

 Social capital predicting alcohol abuse and consumption style

Significant cross levels interactions exist between social capital and Greek membership for four alcohol related outcomes—binge drinking, frequent binge drinking, intentional, and frequent drunkenness. Increased risk for these outcomes among Greek affiliated students was reduced to that of their non-Greek peers when levels of school social capital were high (fig 1). There were no interactions between Greek membership and individual volunteering for these or other drinking outcomes.

Figure 1

 Cross level interaction between Greek membership and school social capital on individual risk for each of four measures of alcohol consumption. *p<0.05.

Key points

  • Among a nationally representative sample of young adults in college in the United States, exposure to high contextual levels of social capital was associated with significantly lower individual risk for measures of abuse and DSM-IV abuse of alcohol, drinking related harms, and secondhand effects from others’ drinking.

  • Additionally, increased odds for alcohol abuse among high risk fraternity/sorority affiliated students was significantly offset by exposure to social capital rich communities.

  • The protective effect of social capital on drinking harms and secondhand effects was attributable almost entirely to its moderating effects on consumption. Social capital rich communities in which many youth volunteer protect against alcohol abuse and harms, among the most common and serious health issues facing young populations.

Higher levels of school social capital were associated with decreased probabilities of several drinking related harms (table 4). For each one hour increase in aggregate school level volunteerism we would expect a 49% decrease in reporting harms associated with alcohol use (OR = 0.51, 95% confidence interval = 0.29 to 0.90). By this measure, a one quarter hour increase in aggregated levels of campus volunteerism would decrease college students’ alcohol related harm more than 12%. Protective effects on drinking related harms were attenuated by controlling for measures of drinking style (second set of data columns, table 4) showing that social capital’s protective effect on harms operates mainly through modifying consumption.

Table 4

 Social capital predicting drinking related harms and second hand effects

After controlling for individual and school characteristics, students attending colleges with higher levels of social capital were also less likely to suffer from the consequences of other students’ drinking problems (table 4). Each one hour increase in campus social capital was associated with a 70% reduced probability of suffering from secondary harms of other students drinking (OR = 0.30, 95% confidence interval = 0.16 to 0.58). Based on this, we would expect to see more than a 17% decrease in alcohol related secondhand effects among non-bingers if campus levels volunteerism increased by one quarter hour. Diminution of secondhand effects after controlling for drinking style (second set of data columns, table 4) suggests that social capital’s protective effect operates mainly through consumption.

DISCUSSION

Students from colleges with higher levels of social capital reported reduced risks for binge drinking, frequent and intentional drunkenness, the acquisition or uptake of binge drinking in college, and patterns of alcohol abuse indicative of a more serious psychiatric problem in multilevel analyses that take into consideration the effects of demographic, social network, affiliative, and institutional characteristics, and that simultaneously control for individual patterns of voluntary activity, the measure on which social capital was based. Findings are consistent with earlier reports23 and with our hypothesis about the role of social capital in protecting against deviance and threat, as shown by more problematic drinking styles. Exposure to higher levels of social capital was also associated with lower odds of experiencing a range of drinking related harms, multiple harms, secondhand effects from others’ drinking, and multiple secondhand effects. The protective effects of social capital on outcomes operated mainly through moderating consumption as evidenced by attenuated effects of social capital on harms after controlling for consumption (table 4).

Increased risks for heavy and frequent drinking, intentional and frequent drunkenness among Greek affiliated students was almost fully offset by exposure to high levels of social capital at the campus community level (fig 1). This effect was evident after controlling for individual voluntary activity, for which there was no parallel interaction with Greek affiliation.

Findings answer questions about the consistency of social capital’s risk modifying effect on consumption by examining its effects across a range of drinking measures. They also show social capital’s protective effect on harms. Questions about underlying mechanisms remain. We do not yet understand why social capital depresses drinking and we know nothing about whether it can be generated, supported, or harnessed to intentionally aid prevention. Future work might well address the interrelation of social capital with other factors including alcohol policies and prevention programmes and with academic and social requirements for volunteering and community service, and explore protective effects for other subgroups of youth.30 Additional work might also use operational definitions of social capital that tap different components of the construct.

Findings that risk associated with fraternity/sorority association can be offset by exposure to high levels of social capital emphasise the power of this construct and importance of considering individual and environmental interactions. These findings and the ongoing debate about social capital’s potential to exclude, “bond”, or “bridge” groups15,40 suggest examining effects among lesser status groups, including racial and ethnic minority students. We think that higher levels of social capital in college communities signal more egalitarian and therefore healthier places where psychological needs for drinking are fewer, as findings about social capital’s protective effects on intentional drunkenness suggest. Findings about the protective effects of campus demographic diversity on drinking and harms among both majority and minority students in college support the potential for this more positive interpretation.41

Confidence in this study’s findings is increased given our large representative survey sample, multiple measures of alcohol consumption and harm, and use of an established if single indicator of social capital. Nevertheless, we cannot generalise results beyond four year US colleges. Potential bias may have been introduced through non-response and attrition. A short form of the questionnaire sent to non-responders indicated no difference in past year alcohol use between responders to the short form and those responding to the entire survey.32 Moreover, we minimised threats from selection bias through use of a direct standardisation procedure for all study measures that reflected adjustment along eight strata (gender by two age groups (<22 compared with others) by two ethnic groups (white compared with others)), using each school’s true demographic characteristic in a referent year. Furthermore, we controlled for response rate in the analyses and restricted analyses to colleges with response rates of 50% or greater. The response rate for individual schools was not associated with rates of heavy episodic drinking.32 Rates of heavy episodic drinking and other substance use were almost identical to rates obtained by other US surveys.6,42 Results were based on self report mailed questionnaires, which are subject to response bias. However, self report surveys are commonly used in examining alcohol use and are generally considered valid.43 Finally, the cross sectional design limits conclusions regarding directionality of associations.

Policy implications

  • Policy and prevention professionals working with youth/young adult populations should develop and evaluate a broader range of community strategies for preventing alcohol abuse.

  • Included among promising strategies for demonstration evaluation and possibly widespread dissemination should be those that support patterns of engagement among youth for the larger community, development of service learning and volunteer programmes for youth as part of their higher educational and school experiences.

  • Building communities through promoting connections among youth and between youth and their surrounding institutions should be priorities for helping tackle prevalent problems of abuse of alcohol.

Acknowledgments

Jeff Hansen from the HSPH helped prepare data files for this report. Comments on drafts of this manuscript from Toben F Nelson of the HSPH and two anonymous reviewers are acknowledged.

Footnotes

  • Funding: this study was supported by a grant from the Robert Wood Johnson Foundation.

  • Conflicts of interest: none declared.

REFERENCES