Theory and methods
Causation in epidemiology
M Parascandola, D L Weed
Cancer
Prevention Fellowship Program, Office of Preventive Oncology, National
Cancer Institute, Executive Plaza South, Suite T-41, 6120 Executive
Blvd, MSC 7105, Bethesda, MD 20892-7105, USA
Correspondence to: Dr Parascandola (paramark{at}mail.nih.gov)
Accepted for publication 22 May 2001
Causation is an essential concept in epidemiology, yet there is
no single, clearly articulated definition for the discipline. From a
systematic review of the literature, five categories can be delineated:
production, necessary and sufficient, sufficient-component, counterfactual, and probabilistic. Strengths and weaknesses of these
categories are examined in terms of proposed characteristics of a
useful scientific definition of causation: it must be
specific enough to distinguish causation from mere correlation, but
not so narrow as to eliminate apparent causal phenomena from
consideration. Two categories
production and counterfactual
are
present in any definition of causation but are not themselves
sufficient as definitions. The necessary and sufficient cause
definition assumes that all causes are deterministic. The
sufficient-component cause definition attempts to explain probabilistic
phenomena via unknown component causes. Thus, on both of these views,
heavy smoking can be cited as a cause of lung cancer only when the
existence of unknown deterministic variables is assumed. The
probabilistic definition, however, avoids these assumptions and appears
to best fit the characteristics of a useful definition of causation. It
is also concluded that the probabilistic definition is consistent with
scientific and public health goals of epidemiology. In debates in the
literature over these goals, proponents of epidemiology as pure science
tend to favour a narrower deterministic notion of causation models while proponents of epidemiology as public health tend to favour a
probabilistic view. The authors argue that a single definition of
causation for the discipline should be and is consistent with both of
these aims. It is concluded that a counterfactually-based probabilistic
definition is more amenable to the quantitative tools of epidemiology,
is consistent with both deterministic and probabilistic phenomena, and
serves equally well for the acquisition and the application of
scientific knowledge.
Keywords: causality; counterfactual; philosophy
© 2001 by Journal of Epidemiology and Community Health
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